The regulators have accepted Pfizer s claim that the offences were committed by local staffacting without the knowledge of head office in America. This follows April s decision by theSEC to charge a senior executive at Morgan Stanley, a bank, with corrupt activity inShanghai, but not to impose legal penalties on the bank, which tipped off regulators aboutits rogue employee. A few more examples of such regulatory forbearance and perhapsbusiness will get the message.
辉瑞公司称,这些不法行为都是当地一些员工在美国总公司不知情的情况下做出的,监管者也接受了这一说法。在此前的四月,美国证券交易委员会控告摩根史坦利投资银行的一位高管在上海涉嫌贪污。但由于该银行主动向监管者揭发了员工的不法行为,因此美国证券交易委员会并未对该银行做出处罚。或许这样宽恕处理的例子再多一些,企业就能更好地领会监管者的意图了。
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