SEC起诉一名中概股“看门人”_时事_双语阅读-查字典英语网

SEC起诉一名中概股“看门人”

Regulators sued a New Jersey consultant who was a prominent 'gatekeeper' for Chinese companies in the U.S., alleging that he defrauded investors, manipulated trading and improperly sold securities in connection with some of the 20-plus Chinese firms he helped gain access to U.S. markets.

美国监管机构起诉新泽西一名为中概股充当“看门人的咨询师，指控他欺诈投资者、操纵交易和非法出售证券。上述指控与20多家在他帮助下在美上市的中国公司有关。

Huakang 'David' Zhou and his firm, Warner Technology & Investment Corp., 'sought to take advantage of our financial markets by propping up some Chinese issuers with the sole purpose of enriching themselves at the expense of U.S. investors,' said Andrew M. Calamari, director of the Securities and Exchange Commission's New York regional office, in a statement. The SEC filed suit against Mr. Zhou and Warner Technology on Tuesday in federal court in Manhattan.

美国证券交易委员会(Securities and Exchange Commission，简称：SEC)纽约地区办公室主任卡莱马里(Andrew M. Calamari)在一份声明中说：周华康和他旗下的华纳国际投资集团(Warner Technology & Investment Corp.)企图利用我们的金融市场来支持一些中国公司在美上市，他们唯一的目的是通过牺牲美国投资者来换取自己的利益。SEC周二向曼哈顿的一家联邦法院起诉了周华康和华纳国际投资集团。