汇丰已经表示道歉,并承诺整改。美国财政部前反恐高官、汇丰现任首席法务官斯图亚特·利维(Stuart Levey)似乎支持美国的一项立法提案,该提案将要求银行获得有关银行账户所有人的更多细节。
The lender also has instituted a compliance regime that forces compliance officers around the world to report to the chief officer in London.
汇丰还制定了一套合规制度,迫使全球各地的合规官向伦敦首席执行官汇报。
HSBC’s head of compliance, David Bagley, told lawmakers on Tuesday that he did not manage or control the compliance departments at HSBC affiliates throughout the world. His job was to set policy and to escalate issues that were reported to him.
汇丰合规主管大卫·贝格利(David Bagley)告诉国会议员,他没有管理或控制汇丰全球各个分行的合规部门。他的工作是制定政策以及将报告给他的问题升级扩大。
The bank has sacked executives and hired compliance officers. Mr Bagley told lawmakers he would resign and take another position at HSBC. Sandy Flockhart, who led HSBC’s Mexican unit from acquisition until 2006, is to retire at the end of the month.
汇丰解雇了一些高管,并聘用了合规官。贝格利告诉国会议员,他将卸任,在汇丰另任他职。从汇丰在墨西哥进行收购后到2006年一直领导汇丰墨西哥分行的霍嘉治(Sandy Flockhart)将在本月底退任。
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