Of course, UBSshould have picked up on the performance of Adoboli’s global synthetic equities trading division, as well as the way he breached risk limits and booked fictitious trades. And investors want bankers to act responsibly. But only shareholders were hurt in this case and such botch-ups are precisely what risk capital is for. Fines are a questionable deterrent in banking.
当然,瑞银本应注意到阿德波利所在的全球合成股票交易部门的表现,以及他打破风险上限并登记虚假交易的做法。投资者也希望银行家采取负责任的行动。但在这个例子里,只有股东受害,而这种糟糕的处理方式恰恰就是风险资本所希望看到的。在银行业,罚金的威慑作用值得质疑。
At least make them big enough to give them a chance.
至少要大幅提高罚款金额,让罚款有可能起到威慑的作用。
Lex专栏是由FT评论家联合撰写的短评,对全球经济与商业进行精辟分析
【瑞银挨的“板子”太轻】相关文章:
最新
2020-09-15
2020-09-15
2020-09-15
2020-09-15
2020-09-15
2020-09-15