SEC对“四大中国合作所及二线机构德豪(BDO)在华合作所提出的行政诉讼中称,它们一直未提交九家中国审计客户的相关文件,这九家公司目前正在因可能的欺诈行为而受到SEC的调查。这九家公司的名字未被披露。
BDO referred questions about the case to its Chinese affiliate, which hasn't commented.
德豪将有关此案的问题转至其中国合作所,后者尚未置评。
The SEC had previously filed two cases against Deloitte's Chinese affiliate over the same issue, but Deloitte hasn't handed over the requested documents. One case has been suspended while the SEC attempts to negotiate with Chinese regulators, according to court documents.
SEC此前曾因同一问题对德勤中国合作所提起两次诉讼,但德勤并没有交出SEC要求的文件。法庭文件显示,其中一宗诉讼在SEC试图和中国监管机构谈判期间被暂时搁置。
An SEC administrative law judge will hear the commission's cases against the China-based accounting firms. If the judge decides against the firms, they could be suspended from seeking new U.S.-traded clients, or even blocked entirely from auditing U.S.-traded companies.
一名SEC行政法法官将审理SEC诉会计师事务所中国合作所的案件。如果法官作出不利于这些审计机构的决定,那么它们将被暂时禁止寻找新的在美上市公司客户,甚至可能被完全禁止从事在美上市公司的审计工作。
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