According to people familiar with the Wells Notice, it concerns securities fraud and a failure to have systems in place to prevent such violations.
了解此项韦尔斯通知的人士表示,SEC发出该通知的原因是SAC资本涉嫌证券欺诈,以及没有制定制度防止此类欺诈活动的发生。
SAC and Mr Cohen have not been accused of wrongdoing and the company has said it is co-operating with the inquiry. A lawyer for Mr Martoma has said that he will fight the charges and expects to be exonerated.
SAC资本和科恩尚未因不当行为被起诉,该公司表示其正在配合调查。马拓玛的一名律师表示,他将抗辩各项指控,并预期其当事人将被判无罪。
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2020-09-15
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