The complaints were made in 2010 and 2011 independently of each other. All of the men spent hours with SEC enforcement attorneys and provided internal bank documents, people familiar with the matter say.
这些员工分别于2010年和2011年独立提出了上述指控。知情人士表示,他们全都与SEC的执法律师进行了数小时的谈话,并提供了银行内部文件。
Robert Khuzami, SEC head of enforcement, has recused himself from all Deutsche probes because he was Deutsche’s general counsel for the Americas from 2004 to 2009. Dick Walker, Deutsche’s general counsel, is a former head of enforcement at the SEC. The SEC declined to comment on the investigation.
SEC执行部门负责人罗伯特·库萨米(Robert Khuzami)本人要求回避所有涉及德银的调查,因为他曾在2004年至2009年期间担任德银负责美国业务的法律总顾问。德银法律总顾问迪克·沃克(Dick Walker)曾担任SEC执行部门主管。SEC拒绝就该调查置评。
Two of the former employees have alleged they were pushed out of the bank as a result of reporting their concerns internally. Eric Ben-Artzi, a former risk manager, was fired three days after submitting a complaint to the SEC. In a separate complaint to the Department of Labor, he says his dismissal was retaliation for his allegations.
两位前雇员指控称,他们由于在德银内部举报相关问题而遭到解雇。曾担任德银风险经理的埃里克·本-阿兹(Eric Ben-Artzi)向SEC投诉三天后被解雇。本-阿兹在向美国劳工部(Department of Labor)的另一份投诉中称,德银解雇他是对其投诉的报复。
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